3 Upper bounds for integer points
3.1 Fourier analysis
The following result uses basic Fourier analysis to bound the quantity defined in 2.0.3.
Let \(d\geq 1\), \(\varepsilon {\gt}0\) and \(A\geq 1\) be fixed. Let
and put
Let \(\mathbf{c}=(c_1,c_2,c_3)\in \mathbb {Z}^3\) satisfy \(0{\lt}|c_1|,|c_2|,|c_3|\leq \Delta ^A\). Then
By the orthogonality of characters, we have
where
Then Cauchy-Schwarz gives
By Parseval’s identity and the divisor bound, we have
for any \(\varepsilon {\gt}0\). Using Cauchy-Schwarz again, for any \(i\le d\) we have
where
Let \(ir\) be the largest multiple of \(i\) in \([1,d]\). Then
where \(\tilde N\) is the number of
such that
for all \(j\leq d\), and
Let us write
where \(\tilde{N}_1\) is the contribution to \(\tilde N\) from tuples with \(\prod _{j\equiv 0\bmod i}z_j^j= \prod _{j \equiv 0\bmod i}z_j'^j\), and \(\tilde{N}_2\) is the contribution of the complementary tuples.
Then by the divisor bound we have
for any \(\varepsilon {\gt}0\). In order to bound \(\tilde{N}_2\), we first note that \(a-b\mid a^i-b^i\) for any integers \(a\neq b\) and \(i\geq 1\). Thus for any integers \(n\neq 0\) and \(i\geq 2\),
This follows from the divisor bound and the fact that \((x+d)^i-x^i-n\) is a polynomial of degree \(i-1\). (Importantly, this argument fails when \(i=1\), since then the polynomial \((x+n)^i-x^i-n\) is identically \(0\).) Hence, on appealing to the divisor bound, we obtain
Combining 3.1.5, 3.1.9, 3.1.10 and 3.1.11, we deduce that
Plugging 3.1.2 and 3.1.16 back into 3.1.1, we conclude that
which is the desired bound.
3.2 Geometry of numbers
We can supplement Proposition 3.1 with the following bound, where \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\) is defined in 2.0.3.
Let \(d\geq 1\) and \(\varepsilon {\gt}0\) be fixed, and let
Let \(\mathbf{c}\in (c_1,c_2,c_3)\in \mathbb {Z}^3\) have non-zero and pairwise coprime coordinates. Then for \(\Delta \) as in 3.1.1,
Take any sets \(I,I',I''\subset [d]\). Let \((x_1,\ldots , x_d,y_1,\ldots , y_d,z_1,\ldots , z_d)\) be a tuple counted by \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\). We fix a choice of \( x_i,y_i,z_i \in \mathbb {Z} \) for all indices \(i\) in \(I,I',I''\), respectively, and define
Then \(\gcd (a_1,a_2,a_3)=1\) and \(\gcd (x,y,z)=1\). According to Heath-Brown [ 6 , Lemma 3 ] , the number of triples \((x,y,z)\) that contribute to \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\) is
Moreover, by the divisor bound, any triple \((x,y,z)\) corresponds to \(O_{\varepsilon }(\Delta ^{\varepsilon })\) choices of \(x_i,y_j,z_r\) with \(i\not\in I, j\not\in I', r\not\in I''\). We arrive at the desired upper bound by summing over the choices \(x_i,y_i,z_i\in \mathbb {Z}\), with \(i\) in \(I,I',I''\).
Let \(\gcd (a_1,a_2,a_3)=1\). Then for \(X_1,X_2,X_3{\gt}1\), we have
3.3 Determinant method
In this section we will record a bound for \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\) in 2.0.3 that proceeds via the determinant method of Bombieri-Pila [ 2 ] and Heath-Brown [ 8 ] . See [ 1 ] for a gentle introduction to the determinant method. We first record a basic fact about the irreducibility of certain polynomials.
Let \(r\geq 1\) and let \(g\in \mathbb {C}[x]\) be a polynomial which has at least one root of multiplicity \(1\). Then the polynomial \(g(x)-y^r\) is absolutely irreducible.
We may assume a factorisation \(g(x)=l_1(x)^{e_1}\dots l_t(x)^{e_t}\), with pairwise non-proportional linear polynomials \(l_1,\dots ,l_t\in \mathbb {C}[x]\) and exponents \(e_1,\dots ,e_t\in \mathbb {N}\) such that \(e_1=1\). But \({\mathbb {C}}[x]\) is a unique factorisation domain and so we can apply Eisenstein’s criterion with the prime \(l_1\) in order to deduce that \(g(x)-y^r\) is irreducible over \( {\mathbb {C}}[y]\). It then follows that \(g(x)-y^r\) is irreducible over \( \mathbb {C}\), as claimed in the lemma.
Let \(p,q,r\) be positive integers and let \(a_1,a_2,a_3\in \mathbb {Z}_{\neq 0}\). We shall require a good upper bound for the counting function
for given \(X,Y,Z\geq 1\). This is achieved in the following result.
Bombieri–Pila [ 2 , Theorem 4 ]
Let \(f(x)\) be a \(C^\infty \) function on a closed subinterval of \([0,N]\), and suppose that\(F (x, f ) = 0\), where \(F(x, y) \in \mathbb {R}[x, y]\) is absolutely irreducible of degree \(d \ge 2\). Suppose that \(|f'(x)| \le 1\). Then
Heath-Brown Theorem 15
Let \(F\in \mathbb {Z}[x_1 ,\ldots , x_n]\) be an absolutely irreducible polynomial of degree \(d\), and let \(\varepsilon {\gt} 0\) and \(B_1,\ldots ,B_n \ge 1\) be given. Define
where the maximum is taken over all integer \(n\)-tuples \((e_1,\ldots ,e_n)\) for which the corresponding monomial \(x_1^{e_1}\cdots x_n^{e_n}\) occurs in \(F\) with non-zero coefficient.
Then there exists \(D = D(n,d,\varepsilon )\) and an integer \(k\) with
satisfying the following: There are \(k\) polynomials \(F_1,\ldots ,F_k\in \mathbb {Z}[x_1 ,\ldots , x_n]\) coprime to \(F\), with \(\deg F_i \le D\), such that every root of \(F(x_1 ,\ldots , x_n)=0\) with \(x_i \le B_i\) is also a root of \(F_j(x_1 ,\ldots , x_n)=0\), for some \(j\le k\).
Given integers \(n,a_1,a_2\neq 0\), there are at most \(O_{\varepsilon ,D}(|na_1a_2 X_1 X_2|^{\varepsilon })\) many solutions \((x_1,x_2)\in \mathbb {Z}^2\) such that \(|x_i|\le X_i\) and
Suppose \(n=a_1x_1^2+a_2x_2^2\). Then \(a_1n=a_1^2x_1^2+a_1a_2x_2^2\). Let \(D\) be the squarefree part of \(a_1a_2\). Then the number of solutions \((x_1,x_2)\) with \(|x_i|\leq X_i\) to this equations is at most the number of solutions \((m_1,m_2)\) to \(a_1n=m_1^2+Dm_2^2\) with \(|m_i|\leq X_ia_1a_2\). For any such solution, we have \(m_1+\sqrt{-D}m_2\mid a_1n\) in \(\mathbb {Q}(\sqrt{-D})\). The claim follows from the divisor bound in quadratic fields, in Lemma 3.8.
Let \(\varepsilon {\gt}0\). Let \(D\ge 1\) be a squarefree integer, and set \(K=\mathbb {Q}(\sqrt{-D})\). Then for all \(\alpha \in K\), the number of ideals dividing \((\alpha )\) in \(K\) is \(O(N_\alpha ^\varepsilon )\).
Mimics the proof over the integers using the fundamental theorem of arithmetic, but with ideals [See link in comment]
Given integers \(n,a_1,a_2\neq 0\) and \(p\ge 3\), there are at most \(O(p^{1+\omega (|n|)})\) many solutions \((x_1,x_2)\in \mathbb {Z}^2\) such that \(|x_i|\le X_i\) and
Let \(\omega (n)\) denote the number of distinct prime factors of an integer \(n\).
For any \(n\ge 2\), we have \(\omega (n) \ll \log (3n)/\log \log (3n)\).
Let \(\varepsilon {\gt}0\) and \(D\geq 1\) and assume that \(p,q,r\in [1,D]\) are integers. Then
where the implied constant only depends on \(\varepsilon \) and \(D\). Furthermore, if \(p=q\geq 2\), then we have
We fix a choice of non-zero integer \(z\in [-Z,Z]\), of which there are \(O(Z)\). When \(z\) is fixed, the resulting equation defines a curve in \(\mathbb {A}^2\) and we can hope to apply work of Bombieri-Pila [ 2 , Theorem 4 ] , which would show that the equation has \(O_{\varepsilon ,D}(\max (X,Y)^{\frac{1}{\max (p,q)}+\varepsilon })\) integer solutions in the region \(|x|\leq X\) and \(|y|\leq Y\), where the implied constant only depends on \(\varepsilon \) and \(D\). This is valid only when the curve is absolutely irreducible, which we claim is true when \(z\neq 0\). But, for fixed \(z\in \mathbb {Z}_{\neq 0}\) the polynomial \(a_2y^q+a_3z^r\) has non-zero discriminant as a polynomial in \(y\). Hence the claim follows from Lemma ??. Rather than appealing to Bombieri-Pila, however, we can get a sharper bound by using work of Heath-Brown [ 8 , Theorem 15 ] . For fixed \(z\in \mathbb {Z}_{\neq 0}\) this gives the bound \(O_{\varepsilon ,D}(\min (X^{\frac{1}{q}},Y^{\frac{1}{p}})(XY)^\varepsilon )\) for the number of available \(x,y\).
Let \(\varepsilon {\gt}0\) and \(D\geq 1\) and assume that \(p=q,r\in [1,D]\) are integers. Then
where the implied constant only depends on \(\varepsilon \) and \(D\).
Suppose now that \(p=q\geq 2\). Then, for given \(z\in \mathbb {Z}_{\neq 0}\), we are left with counting the number of integer solutions to the equation \(N=a_1x^p+a_2y^p\), with \(|x|,|y|\leq \max (X,Y)\), and where \(N=-a_3z^r\). For \(p=2\) this is a classical problem in quadratic forms. The bound \(O_{\varepsilon ,D}((|a_1a_2N|XY)^\varepsilon )\) follows from Heath-Brown [ 7 , Theorem 3 ] , for example. For \(p\geq 3\) we obtain a Thue equation. According to work of Bombieri and Schmidt [ 3 ] , there are at most \(O(p^{1+\omega (|N|)})\) solutions, for an absolute implied constant. Using the bound \(\omega (|N|)\ll \log (3|N|)/(\log \log (3|N|))\), this is \(O_{\varepsilon ,D}((|a_3|Z)^\varepsilon )\), which thereby completes the proof of the lemma.
Using these lemmas we can now supplement Propositions 3.1 and 3.2 with further bounds for \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\), as defined in 2.0.3.
Let \(d\geq 1\), and let
Let \(\mathbf{c}\in (c_1,c_2,c_3)\in \mathbb {Z}_{\neq 0}^3\). Then for \(\Delta \) as in 3.1.1, we have
Let \((x_1,\ldots , x_d,y_1,\ldots , y_d,z_1,\ldots , z_d)\) be a tuple counted by \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\). For any integers \(p,q\geq 1\), we fix all but \(x_p\) and \(y_q\) and apply the first part of Lemma 3.12. This gives
from which the statement of the lemma easily follows.
Let \(d\geq 1\), and let
Let \(\mathbf{c}\in (c_1,c_2,c_3)\in \mathbb {Z}_{\neq 0}^3\). Then
where \(\Delta \) is given by 3.1.1.
Let \((x_1,\ldots , x_d,y_1,\ldots , y_d,z_1,\ldots , z_d)\) be a tuple counted by \(B_d(\mathbf{c},\mathbf{X},\mathbf{Y},\mathbf{Z})\). We collect together all indices which are multiples of \(p\) for any integer \(p\geq 2\). Applying the second part of Lemma 3.13 now gives
from which the statement easily follows.